中国科学院数学与系统科学研究院期刊网

01 September 2026, Volume 46 Issue 9
    

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  • LIU Yueqiang, YI Siyuan, GONG Qiguo
    Journal of Systems Science and Mathematical Sciences. 2026, 46(9): 2817-2833. https://doi.org/10.12341/jssms250223
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    Faced with supplier adulteration, downstream enterprises need to find a balance between incentives and supervision to ensure the reliability and consistency of product quality. This paper constructs an innovative supply chain incentive model that integrates incentive mechanisms and supervision measures, aiming to more accurately characterize the comprehensive management efforts of managers under a specific incentive intensity. The model introduces two key variables: Variance (uncertainty in supplier performance) and distortion (deviation between supplier behavior and enterprise expectations), and analyzes how they affect incentive intensity. Unlike traditional research, this paper finds that incentive intensity does not depend directly on the level of uncertainty, but on the management cost required to reduce uncertainty. The study shows that enterprises can significantly improve the integration effect of incentives and supervision by reducing total costs or reducing the ratio of variance to distortion. The research in this paper provides a new theoretical basis and practical guidance for enterprises to optimize management strategies in complex supply chain environments.
  • LIU Zhidong, WANG Ting
    Journal of Systems Science and Mathematical Sciences. 2026, 46(9): 2834-2859. https://doi.org/10.12341/jssms241050
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    The carbon quota allocation mechanism is one of the core institutional designs for constructing a carbon emission trading system. On the one hand, free allocation may weaken market efficiency and distributive fairness; On the other hand, a direct transition to a full-auction mechanism could lead to a sudden surge in corporate compliance costs and exacerbate transformation risks. However, existing research has been mostly confined to the binary opposition paradigm of “free allocation-full auction”, and there is a lack of systematic research on institutional designs under incremental transformation paths, resulting in a theoretical gap for exploring phased transformation paths in China's carbon market. This study breaks through the traditional analytical framework by innovatively constructing a multi-market linked carbon emission trading model that integrates the primary carbon market, secondary carbon market, product market, and intertemporal corporate strategic adjustments into a unified system. It simulates the impacts of three quota allocation methods-free allocation, consignment auction, and auction-under different paid allocation ratios on carbon market effectiveness. Simulation research based on Chinese data shows that in the early stage of carbon market construction, adopting a small-scale consignment auction can activate market vitality while controlling transformation costs, but caution is needed regarding incentive distortion effects from revenue return mechanisms as policy stringency increases. As the carbon emission trading system matures, a high-proportion auction remains the optimal allocation method, as it significantly promotes long-term technological progress and carbon reduction. This finding provides a critical path for the incremental transformation of carbon emission trading systems: Through dynamically adaptive institutional design, it ensures market stability during the transition period while achieving deep emission reduction goals in the maturity stage.
  • SHEN Hanlei, GE Shaohua, ZHANG Hu
    Journal of Systems Science and Mathematical Sciences. 2026, 46(9): 2860-2875. https://doi.org/10.12341/jssms250543
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    Short-term market trading is a core element of financial decision-making. However, the complexity and dynamism of financial markets pose significant challenges for forecasting short-term trading volume. To address this issue, this paper proposes a graph neural network with heterogeneous attention (GHAT) model. The model specifically integrates the high-noise characteristics, unique U-shaped pattern, and cyclical features of short-term trading volume to construct a tailored graph neural network, incorporating a heterogeneous attention mechanism. The research findings demonstrate that, within the complex environment of the Chinese stock market, the GHAT model significantly outperforms benchmark models, including ARMA, CMEM, GAMMA, SVR, LSTM, and graph convolutional networks (GCN), in terms of predictive performance. Ablation studies further reveal that the introduction of the attention mechanism and adjacent nodes with a one-period lag effectively enhances the predictive accuracy for current-period stock trading volume. Heterogeneity analysis indicates that the GHAT model demonstrates superior performance in forecasting the short-term trading volume of stocks characterized by high market capitalization, high liquidity, and pronounced market trends. The GHAT model effectively addresses complex issues in short-term trading volume forecast, such as multivariate, nonlinear, and non-stationary characteristics, providing a novel methodological framework for research in areas such as financial trading, traffic flow, and crowd dynamics forecasting.
  • QIU Yue, SHI Zhentao, WANG Yishu, XIE Tian
    Journal of Systems Science and Mathematical Sciences. 2026, 46(9): 2876-2897. https://doi.org/10.12341/jssms250136
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    This study proposes a multi-modal artificial intelligence model designed to quantify the impact of housing price policies on the real estate market and to predict housing prices. The model integrates transaction data from secondary housing market, unstructured text data on housing price policies, and geographic information, to capture the multifaceted factors that drive the market. Using Shenzhen's 2021 secondary housing guidance price policy as a case study, the authors conduct an empirical analysis of the policy's effects. While this policy aims to stabilize the market by setting price limits, our study reveals its substantial dampening effect on high-end housing transactions. The policy's restriction on disclosing actual transaction prices has posed challenges for the analysis. By incorporating a multi-modal approach into the hedonic pricing model, this study effectively addresses the data limitations. Using transaction records from 2015 to 2020, the authors predict the counterfactual early 2021 housing prices in the absence of the guidance price policy, which show that the multi-modal model significantly improves prediction accuracy. The findings indicate that guidance prices are set lower than market prices in most areas, especially in high-end markets, resulting in higher down payment requirements and a reduction in buyer demand. By integrating geographic information and policy text data, the multi-modal model displays strong predictive power, offering a robust scientific framework and practical guidance for the quantitative assessment of policy impacts on housing prices and future market forecasts.
  • CHEN Yu, LÜ Xing
    Journal of Systems Science and Mathematical Sciences. 2026, 46(9): 2898-2916. https://doi.org/10.12341/jssms250981
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    Accurate forecasting of commodity prices helps policymakers respond promptly to external economic shocks and enhances macroeconomic resilience. This paper investigates the interdependencies within commodity markets and the transmission of risks across different assets, with a focus on price dynamics. Based on Bayesian inference principles, a prior heterogeneous graph is constructed incorporating three types of semantic relationships (causal, similarity, and correlation) to capture multidimensional influence pathways among commodities. Serving as the foundation for spatial graph convolution layers, this prior graph enables the model to effectively learn complex spatial dependencies among commodities. Leveraging an attention mechanism, self-attention value matrix is derived as posterior dynamic dependency matrices, representing the evolving interdependencies among commodities under price fluctuations, thereby helping identify potential market linkages and risk transmission paths, such as spillover effects from upstream industrial goods to downstream products. Ultimately, the authors propose a heterogeneous graph convolutional neural network model based on multi-head self-attention mechanisms for price fluctuation prediction. Using 50 actively traded commodity futures contracts from China's major trading markets as case studies, the authors conduct comparative experiments and ablation analyses based on preprocessed real-world trading data. Experimental results show that the proposed algorithm outperforms existing methods across multiple evaluation metrics, reflecting its effectiveness and practical value.
  • LIU Haiying, BI Wenjie, WU Chao
    Journal of Systems Science and Mathematical Sciences. 2026, 46(9): 2917-2930. https://doi.org/10.12341/jssms260064
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    Driven by the new round of electricity market reform, market access on the retail side has been liberalized and electricity consumers have been granted the right to choose their electricity suppliers, leading to the gradual formation of a competitive market structure characterized by “multiple buyers and multiple sellers”. Under conditions of demand uncertainty that is difficult to model precisely, electricity retailers are required to simultaneously determine dynamic pricing and trading strategies for electricity procurement in the wholesale market and electricity sales in the retail market. To address this challenge, this paper characterizes demand patterns based on historical data and formulates a discrete-time Markov decision process (MDP) with the objective of maximizing the retailer's profit. A deep reinforcement learning approach is then employed to solve the resulting dynamic optimization problem with high-dimensional state and action spaces. Simulation results demonstrate that, under unknown demand and identical strategy constraints, the proposed dynamic pricing and load bidding strategy significantly outperforms traditional fixed bidding strategies in terms of retailer profit, while exhibiting strong adaptability and robustness across different stochastic demand disturbance scenarios. The findings confirm the effectiveness and application potential of deep reinforcement learning for complex decision-making problems in electricity retail markets.
  • LIU Jialin, WU Peiyang, JI Hao, JIA Bin, PENG Zhipeng, SU Bing
    Journal of Systems Science and Mathematical Sciences. 2026, 46(9): 2931-2946. https://doi.org/10.12341/jssms260230
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    China is one of the countries most severely affected by natural disasters, and emergency evacuation is a common and effective measure for disaster prevention and mitigation. In practice, emergency evacuations often require the rapid transfer of some vulnerable populations (e.g., the elderly, pregnant women, and the injured). However, post-disaster road networks may be damaged and congested, severely constraining evacuation efficiency. Electric vertical takeoff and landing (eVTOL) aircraft feature vertical takeoff and landing, obstacle-crossing, and high-speed capabilities, enabling rapid transfer of vulnerable populations and complementing ground transportation to overcome road evacuation bottlenecks. Considering capacity differences and transfer service delays during ground-to-air mode transitions, this paper proposes a ground-air coordinated dynamic evacuation optimization model. In the model, the objective function is to minimize total system evacuation time by jointly deciding the ground-air splitting ratio and path traffic flow. First, the cell transmission model (CTM) is used to characterize the dynamic evolution of ground-air evacuation traffic flows, and a transfer cell mechanism incorporating passenger capacity conversion and transfer service delays is designed. Second, a decomposition algorithm based on the alternating direction method of multipliers (ADMM) is proposed to solve our proposed model. Finally, the effectiveness of the model and algorithm is validated on the Sioux Falls network. The results indicate that: 1) Ground-air collaborative evacuation significantly outperforms only using ground evacuation. The coordinated benefits show a concave growth trend with increasing evacuation demand and tend to stabilize. There exists a globally optimal splitting ratio (approximately 0.38 in the numerical example of this paper) to achieve dynamic resource matching; 2) Ground-air transfer nodes are the core bottleneck restricting the evacuation efficiency of air corridors, where transfer waiting time is significantly longer than flight time and increases at a faster rate; 3) Improving the passenger capacity of eVTOL and the service capacity of take-off and landing points can reduce the total evacuation time, but both exhibit diminishing marginal returns, and the optimal diversion ratio is more sensitive to changes in passenger capacity; 4) The takeoff and landing service capacity and transfer speed of ground-air transfer nodes determine the evacuation efficiency of the air corridor. The improvement of air transport capacity should be matched with transfer service capacity to improve the system's evacuation efficiency. This paper can provide a decision-making support for evacuation plans, route planning, and the allocation of eVTOLs and vehicles during an emergency evacuation.
  • FENG Zhongwei, ZHANG Wenjing, TAN Chunqiao, FU Duanxiang, WU Yuping
    Journal of Systems Science and Mathematical Sciences. 2026, 46(9): 2947-2965. https://doi.org/10.12341/jssms250163
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    This study considers a supply chain composed of a supplier and an e-commerce platform under cyber-attack risks, where the government may impose penalties on the e-commerce platform for failed defense. Game models are constructed under two sales modes (resale and consignment) and two scenarios (with or without government penalties) to explore the e-commerce platform's defense effort level and analyze the government's optimal penalty strategy. The results show that: 1) When the commission rate is low, the e-commerce platform invests more in defense under the resale mode; Conversely, it allocates higher defense effort under the consignment mode. 2) The supplier's preference for the consignment mode is not limited to low commission rates; Its mode choice is also influenced by defense costs. 3) If the government penalizes the e-commerce platform for failed defense, the fine amount under the consignment mode is higher than that under the resale mode, and the fine decreases as the commission rate increases. 4) From the perspective of maximizing social welfare, only when the government attaches sufficient importance to consumer surplus will the government's implementation of punishment increase social welfare, and the optimal punishment should be extremely heavy fines; Otherwise, the government should not implement punishment.
  • XIE Xiaoliang, TIAN Liangjuan, WU Pengjie, LI Ziling, LI Saijia
    Journal of Systems Science and Mathematical Sciences. 2026, 46(9): 2966-2979. https://doi.org/10.12341/jssms250956
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    In response to the practical problem of inequitable profit allocation in current grain supply chains, this study investigates a three-tier supply chain system consisting of a grain supplier, a processor, and a retailer. By constructing a Stackelberg game model, we systematically compare the advantages and disadvantages of profit distribution under three scenarios: independent operation, pairwise cooperation, and full cooperation. Considering the limitations of the traditional Shapley value method, we improve it by introducing the cloud centroid approach from four dimensions-resource input, risk bearing, effort level, and contribution degree-so as to determine the correction values of the allocation factors in a more scientific manner. Numerical experiments show that the cloud-centroid-based improved model can effectively enhance the fairness and rationality of profit allocation in the grain supply chain. Such a more scientific distribution mechanism not only helps ensure the long-term stability and sustainable development of supply chain alliances, but also significantly improves overall coordination efficiency by stimulating the initiative of all participating entities.
  • LI Xiaochao, ZHOU Wanying, ZHANG Lei
    Journal of Systems Science and Mathematical Sciences. 2026, 46(9): 2980-2998. https://doi.org/10.12341/jssms250431
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    Government subsidies exert a profound influence on the strategic decision-making of automobile manufacturers. Based on the dynamic evolution of subsidy intensity and market competition structure, this study divides the industry development process into a subsidy-driven stage and a subsidy-reduction stage, and constructs a two-stage dynamic game model to analyze the competitive interactions between traditional fuel vehicle manufacturers and emerging new energy vehicle (NEV) firms, as well as between leading NEV enterprises and emerging firms. The analysis reveals the optimal strategic responses of different types of firms under changing subsidy policies. The results show that: 1) The impact of subsidy rates on manufacturers'decisions is significantly moderated by market share. When emerging firms have a relatively small market share, excessively high subsidies may weaken their technological innovation capability and induce low-output, low-pricing strategies. In contrast, traditional fuel vehicle firms leverage their established market dominance to maintain high production and pricing levels. 2) When emerging firms possess a larger market share, an increase in subsidy rates enhances their production scale, R&D investment, and pricing. By contrast, under intensified competition, leading NEV enterprises tend to adopt cost-control strategies such as reducing output, cutting R&D expenditures, and lowering prices. 3) Numerical analyses further indicate that the effects of subsidy reduction differ across firm types: In the short term, emerging firms experience profit declines due to financial constraints, whereas in the long run, they can achieve profit growth through technological innovation; traditional fuel vehicle firms face profit contraction owing to intensified competition, while leading enterprises maintain relatively stable profitability. These findings provide important policy implications for promoting the transformation of China's NEV industry from a policy-driven to a market-driven development model.
  • LAI Kai, ZHANG Mengyang, YANG Yongqiang, GE Jingyun, HU Huimin
    Journal of Systems Science and Mathematical Sciences. 2026, 46(9): 2999-3015. https://doi.org/10.12341/jssms260121
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    Under the current context of the rapid development of agricultural product cold chain logistics and the in-depth advancement of the “dual carbon” goals, the agricultural supermarket direct supply system is confronted with multiple challenges such as the difficulty of multi-temperature layer co-distribution, the limited range of electric vehicles, and the uneven cost-sharing among multiple parties. Traditional logistics models often optimize from a single dimension, making it difficult to systematically integrate resources, achieve green collaboration, and save costs. Therefore, this paper proposes an integrated operation model of “multi-temperature co-distribution-electric vehicle routing-collaborative distribution” for agricultural supermarket direct supply. It aims to integrate multi-enterprise orders, vehicle and charging facility resources through a digital platform, build a dynamic collaborative alliance, and achieve systematic optimization of cold chain logistics. Firstly, an electric vehicle routing optimization model with the objective of minimizing total operating costs is constructed, comprehensively considering constraints such as multi-temperature layer loading, battery power, and charging strategies. Secondly, an adaptive large neighborhood search algorithm (ALNS) integrating spatio-temporal clustering is designed to efficiently solve the complex routing optimization problem, and the Shapley value method is adopted to fairly allocate the total cost within the collaborative alliance to ensure its stability and the enthusiasm of participating enterprises. Finally, the effectiveness of the model and algorithm is verified through numerical experiments and case studies. The results show that compared with the traditional collaborative distribution and multi-temperature co-distribution electric vehicle distribution models, the proposed model can achieve total cost savings of 15.29% and 24.14% respectively, and the average cost of each enterprise is reduced by 15.39% and 24.19% respectively.
  • WEN Limin
    Journal of Systems Science and Mathematical Sciences. 2026, 46(9): 3016-3031. https://doi.org/10.12341/jssms250606
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    In actuarial science and financial risk management, accurately characterizing the quantile function in the tail of a risk distribution is of critical importance for the measurement and control of extreme risks. Traditional risk measures often exhibit large estimation biases and insufficient robustness under small-sample conditions or unknown distributions. To enhance the stability and consistency of risk estimation, this paper proposes a credibility-based estimation method for the quantile function, grounded in a Bayesian framework and the linear minimum mean squared error principle. The proposed method constructs an analytical credibility estimation model, effectively avoiding the computational complexity associated with high-dimensional posterior quantiles, and establishes a unified estimation framework applicable to multiple types of risk measures. Theoretical analysis demonstrates that the proposed estimator possesses desirable statistical properties, including conditional consistency, mean squared error convergence, and asymptotic normality. Numerical simulations further indicate that the method exhibits superior stability and accuracy compared to conventional empirical estimators in small-sample scenarios. Finally, the author conducted an empirical analysis using daily data from six representative stocks in the Chinese stock market to evaluate the proposed estimation method. The results show that the method remains robust under conditions of high volatility and noise, adapts well to different market environments, and provides a reliable and practical approach for tail risk measurement.
  • LIU Weikang, SHEN Liyong
    Journal of Systems Science and Mathematical Sciences. 2026, 46(9): 3032-3046. https://doi.org/10.12341/jssms241034
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    In this paper, we propose a geometric primitives detection and fitting method for 3D point clouds based on genetic algorithm. This method uses genetic algorithm to achieve geometric element detection and fitting by optimizing the fitness function including approximation error, number of patches, and patch size. The main process of genetic algorithm is initialization, mutation, crossover, and selection, and the entire process is designed to minimize the fitness function. Obtaining a good result of primitive detection and fitting is very time-consuming. The main challenge of this method is to design a fitness function that balances the number of surface patches and the fitting effect, as well as the specific operation of genetic algorithm that accelerates the algorithm speed, and visualize the segmentation results. The feasibility and effectiveness of this method have been verified in many complex examples. Compared with existing methods, the results of this paper have smaller approximation errors and fewer patches.
  • LÜ Zhuojin, LIU Jiacen, ZHANG Shaolin, SHAN Jingyang, QIN Xiaolin
    Journal of Systems Science and Mathematical Sciences. 2026, 46(9): 3047-3056. https://doi.org/10.12341/jssms250012
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    A depth estimation algorithm (DLNet) that integrates variational and multi-scale information is proposed to address the issues of scale ambiguity and boundary detail distortion encountered during depth estimation from monocular images. This algorithm employs the Laplacian operator to emphasize the high-frequency components of the image, while also introducing a Laplacian pyramid to assist the network in analyzing image details and structures at various scales. Additionally, it explores invariance principles within the scene by incorporating first-order variational constraints that prompt the network to pay attention to the depth gradients of adjacent pixels in the spatial scene, allowing for the learning of depth differences between neighboring pixels to generate a coarse depth map. Finally, the multi-scale information obtained from the Laplacian pyramid is utilized to prevent the loss of boundary information during upsampling, progressively combining the corresponding outputs to achieve a fine-grained depth map. Extensive evaluations and ablation experiments conducted on the KITTI and NYU Depth V2 benchmark datasets demonstrate the effectiveness of the proposed method. Experimental results indicate that the proposed method outperforms in most metrics.
  • YU Hang, KAI Xiaoshan
    Journal of Systems Science and Mathematical Sciences. 2026, 46(9): 3057-3063. https://doi.org/10.12341/jssms250015
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    Symbol-pair code is an effective coding framework that can correct symbol-pair errors, and has important application prospects in modern high density storage system. Currently, a main theme in coding theory is to construct symbol-pair codes with good performance. In this paper, we construct binary symbol-pair codes with minimum pair distances 8 and 12 from cyclic codes over the finite ring $\mathbb{F}_{2}+u\mathbb{F}_{2}$ under an isometric mapping. In the case of the same minimum Hamming distance, the resulting binary symbol-pair codes have the best pair-error correction capacity.
  • LI Yuanlu, LI Zhe, CHENG Libo, JIA Xiaoning
    Journal of Systems Science and Mathematical Sciences. 2026, 46(9): 3064-3079. https://doi.org/10.12341/jssms240947
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    This paper considers the intrinsic directionality of rain streaks and the structural features of background images, and designs a single image rain removal model that incorporates multiple sparse priors in both vertical and horizontal directions. Initially, sparse priors are separately applied to the pixel domain and spatial domain of rain streaks. Subsequently, constraints are imposed using the transform domain and gradient domain of rain-free images to significantly preserve texture information of the image background while avoiding the loss and distortion of high-frequency image details. By integrating the aforementioned priors, a final convex minimization model is constructed and effectively solved using the Alternating Direction Method of Multipliers (ADMM). Moreover, rain streaks often have a certain angle with the vertical direction. This paper adopts a strategy of automatically recognizing the angle and rotating the image for processing. Experimental results demonstrate that the effectiveness of this algorithm in rain removal significantly surpasses that of other comparative algorithms, showing outstanding performance in both objective evaluation metrics and visual effects.
  • JIANG Xue, CUI Kai, LI Zhe
    Journal of Systems Science and Mathematical Sciences. 2026, 46(9): 3080-3087. https://doi.org/10.12341/jssms250145
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    In this paper, the authors use the definition of ideal projectors to discuss the computation of multiplication matrices in multivariate ideal interpolation problems. The authors first use the tool of formal power series rings to describe the closed ($D$-invariant) subspace of interpolation conditions, then the authors derive theorems for computing the multiplication matrices from the closed subspaces, which avoids the computation of Groebner bases. The results in this paper can be used in the discrete approximation problem of ideal interpolation.
  • LI Hongchang, GAO Jian
    Journal of Systems Science and Mathematical Sciences. 2026, 46(9): 3088-3100. https://doi.org/10.12341/jssms241043
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    Double cyclic codes are an important class of error correcting codes, which not only have good algebraic structures that are easy to encode and decode, but also contain numerous optimized linear code classes. The paper studies the Hermitian hull of non-separable cyclic codes over finite fields, and determines the explicit polynomial of Hermitian hull. Then based on the construction method of entanglement-assisted quantum error-correcting codes, we construct some entanglement assisted quantum error correction codes with good parameters. Comparing with known entanglement assisted quantum error correction codes, our code has new parameters.
  • FANG Mengen, LI Lanqiang
    Journal of Systems Science and Mathematical Sciences. 2026, 46(9): 3101-3115. https://doi.org/10.12341/jssms240975
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    Cyclic codes, an important subset of linear codes, are widely utilized in communication systems, consumer electronics, and data storage systems owing to their efficient encoding and decoding algorithms. This study aims to investigate construction of optimal ternary cyclic codes with parameter $[{3^m} - 1,{3^m} - 1 - 2m,4]$. By examining the existence of the solutions to specific equations over ${\mathbb{F}_{{3^m}}}$, we have obtained two distinct classes of optimal ternary cyclic codes. Furthermore, it is proven that such codes constructed in this paper are not equivalent to all known results, indicating that our results are new and have not been studied by other scholars.
  • REN Xinyu, LI Angyan, LU Lizheng
    Journal of Systems Science and Mathematical Sciences. 2026, 46(9): 3116-3126. https://doi.org/10.12341/jssms250234
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    In order to achieve $G^3$-smooth join at the joint points, a construction method is proposed for spatial quintic $G^3$ interpolating curves. Given two-point $G^3$ data, a quintic polynomial curve is the lowest-degree polynomial curve that can most possibly achieve $G^3$ interpolation. The interpolation problem reduces to solving a bivariate quartic polynomial system, then its optimal positive solution is obtained via the resultant method and the control points of the quintic Bézier curve are calculated subsequently. When such an interpolating curve does not exist in some cases, several $G^3$-joined interpolating curves are constructed by means of subdivision. Finally, an adaptive algorithm is proposed for converting parametric curves to quintic $G^3$ spline curves. Compared to previous quintic interpolation methods, numerical examples demonstrate that the new method has obvious advantages in fitting errors and the profiles of curvature and torsion.