中国科学院数学与系统科学研究院期刊网

2026年, 第39卷, 第3期 刊出日期:2026-04-21
  

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  • CHEN Xinyi, LI Yiliang, ZHANG Lijun, CUI Yanjun, FENG Jun-e
    系统科学与复杂性(英文). 2026, 39(3): 895-914. https://doi.org/10.1007/s11424-026-4413-7
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    This paper applies the Cheng projection to the support vector machine (SVM) in handling missing data. In the process of handling missing data, each sample with missing values is replaced by its Cheng projection in the original space. Additionally, two classification algorithms for handling linearly separable and nonlinearly separable datasets with missing data are presented. For linearly separable datasets with missing data, Cheng kernel function is introduced, and an SVM classification algorithm that improves the linear kernel function to the Cheng kernel function is proposed. For nonlinearly separable datasets, a generalized Gaussian Radial Basis Function kernel is introduced and an SVM classification algorithm for handling missing data is given. For both algorithms, two comparative experiments are conducted to demonstrate their effectiveness.
  • ZHANG Jiao-Yang, FAN Huijin, FANG Xinpeng, LIU Lei, WANG Bo
    系统科学与复杂性(英文). 2026, 39(3): 915-946. https://doi.org/10.1007/s11424-026-4595-z
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    Both actuator faults and time delays degrade the performance of control systems. Although fault-tolerant mechanisms are commonly used in advanced control systems, no results are available in investigating the adaptive tracking problem of stochastic nonlinear time-delay systems in the presence of Markovian jump actuator faults. After establishing some mathematical fundamentals for stochastic differential delayed equations with multi-Markovian switching, this issue is tackled in this article, by proposing a novel adaptive backstepping fault-tolerant controller. Uncertainties caused by random actuator faults, unknown time-varying delays, the Wiener noise of unknown covariance as well as the unknown plant parameters are handled skillfully in a unified stochastic framework. By constructing a suitable Lyapunov-Krasovskii functional, it is proved that all closed-loop signals are bounded in probability, and the tracking error can converge into an arbitrarily small residual set in the sense of mean quartic value. In addition, the range of reference signals is greatly enlarged by comparison with the conventional backstepping controller. Two simulation examples are presented to illustrate the proposed theoretical findings.
  • YU Shuangshuang, NING Zheng, CHEN Ge
    系统科学与复杂性(英文). 2026, 39(3): 947-963. https://doi.org/10.1007/s11424-026-5006-1
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    In recent years, artificial cilia have attracted widespread research interest due to their enormous application prospects in the fields of medicine and environmental therapy. Deformation is a key issue to consider in the design and preparation of artificial cilia, however the corresponding mathematical analysis is still lacking. This paper introduces a multi-agent model for the magnetic artificial cilium, where each agent denoting a bead is influenced by the external magnetic field and neighboring agents. Then, the authors provide the existence and uniqueness of the solution to the proposed model, and give a stability condition for avoiding magnetic chain breakage and collisions between adjacent magnetic beads. To our best knowledge, it is the first mathematical result on the stability of magnetic bead chain. Finally, simulations are conducted to verify the proposed theoretical result.
  • SHI Hongpeng, MA Shuping
    系统科学与复杂性(英文). 2026, 39(3): 964-992. https://doi.org/10.1007/s11424-026-4646-5
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    The composite anti-disturbance $ H_{\infty} $ control problem for switched descriptor systems with multiple disturbances is investigated in this paper. One disturbance is modeled by an exogenous system with perturbations, while the other is norm-bounded. Firstly, based on generalized Sylvester equations, a novel reduced-order disturbance observer is proposed to estimate the unmeasurable state and modeling disturbance. Meanwhile, a composite anti-disturbance controller, consisting of a disturbance compensator and an estimated state-based controller, is developed based on the outputs of the proposed reduced-order disturbance observer. Then, under multi-Lyapunov functions and mode-dependent average dwell time, sufficient conditions are presented to ensure that the closed-loop switched descriptor systems are regular, impulse-free, globally uniformly exponentially stable with a weighted $H_{\infty}$ performance. Further, the design method of reduced-order disturbance observer and anti-disturbance controller is proposed by an algorithm. Finally, the superiority and practicality of the developed results are demonstrated through a numerical example and a Boost converter circuit in wind power system.
  • LIU Jia, LIU Jiapeng, WANG Qing-Guo, YU Jinpeng
    系统科学与复杂性(英文). 2026, 39(3): 993-1010. https://doi.org/10.1007/s11424-026-5024-z
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    In this paper, a finite-time adaptive neural networks relative event-triggered command-filtered tracking control for the stochastic nonlinear systems with the signals constraint is presented. Firstly, the unknown nonlinear functions are approximated using neural networks radial basis function, and the barrier Lyapunov function is utilized to ensure the output signal constraint within a predefined range. Secondly, a finite-time command-filtered approach is adopted in the controller design to achieve finite-time stability. Thirdly, a relative threshold event-triggered mechanism is introduced to reduce the communication costs, and the threshold parameters are dynamically adjusted in response to the actual tracking performance, thereby enhancing the adaptability and efficiency of the control strategy. Finally, simulation results demonstrate the effectiveness of the proposed control method.
  • SUN Xu, REN Zhipeng, WANG Ting, TAN Guoqiang
    系统科学与复杂性(英文). 2026, 39(3): 1011-1032. https://doi.org/10.1007/s11424-026-4441-3
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    This paper studies consensus of linear multi-agent systems with binary-valued measurements and switching topologies. Unlike the existing consensus of multi-agent systems with binary-valued measurements, Markovian switching topology is considered in this paper. A new algorithm is proposed to improve the consensus speed of multi-agent systems, with constant gains in both estimation and control, instead of time-varying gains. By analyzing the estimation error and the expected consensus error simultaneously, the authors prove that the proposed algorithm can make agents achieve consensus in a bounded range, and the consensus speed is negative exponential under certain conditions, which is faster than that in existing literature. Finally, simulation results are given to demonstrate the theoretical results.
  • ZHANG Haiyan
    系统科学与复杂性(英文). 2026, 39(3): 1033-1052. https://doi.org/10.1007/s11424-025-4445-4
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    This paper is concerned with a mean-field type optimal control problem with terminal state constraint, in which state $X^u$ is partially observed by a stochastic process $Y$. Combining Ekeland's variational principle with backward separation method, a necessary condition for optimal control of this problem is obtained. A linear-quadratic mean-field type optimal control problem with terminal state constraint is analytically solved. A multi-objective mean-field type optimal control problem is also studied.
  • YU Junyan, WEI Ting
    系统科学与复杂性(英文). 2026, 39(3): 1053-1075. https://doi.org/10.1007/s11424-026-4667-0
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    In this paper, the authors investigate the consensus control problems of multiagent systems in undirected network settings where all agents obey third-order fractional-order dynamics. Three types of consensus are discussed: The typical consensus, the scaled consensus and the scaled group consensus. For realizing these agents' consensus control, the authors design distributed consensus protocols, and derive accurate consensus states and explicit convergence criterion based on matrix theory and the basic properties of both fractional-order derivatives and fractional-order integrals. Finally, several simulations are presented to guarantee the effectiveness of the theoretical results.
  • CHEN Yangzhou, ZHAO Lanhao
    系统科学与复杂性(英文). 2026, 39(3): 1076-1096. https://doi.org/10.1007/s11424-026-4500-9
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    This paper investigates the problems of partial state consensus and output consensus for heterogeneous linear multi-agent systems (MASs). Firstly, the partial state consensus problem of parameter heterogeneous linear MASs is solved by converting it to a corresponding partial stability problem via the linear transformation approach, a necessary and sufficient condition for achieving partial state consensus is obtained utilizing the partial variable stability theory and a bilinear matrix inequality (BMI)-based algorithm for finding the gain matrices in the control protocols is presented. Secondly, the partial state consensus problem of structural heterogeneous linear MASs with distinct state dimensions is dealt with, and a necessary and sufficient condition is derived by a similar technical route. Finally, the output consensus problem of heterogeneous linear MASs is considered and a necessary and sufficient condition is derived by a linear transformation to convert the output consensus problem to the partial state consensus problem. The obtained results are verified through several numerical examples.
  • QIN Cunfu, ZHAO Ping
    系统科学与复杂性(英文). 2026, 39(3): 1097-1117. https://doi.org/10.1007/s11424-026-4565-5
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    This paper addresses the security control problem of high-order fully actuated (HOFA) systems under actuator attacks. First, four adaptive control algorithms are proposed to mitigate the effects of these attacks. By selecting appropriate Lyapunov functions, this paper demonstrates that the proposed controllers can ensure the closed-loop system's state converges to zero, even when subjected to time-invariant actuator attacks. Furthermore, the adaptive controllers guarantee the system's uniform ultimate boundedness under time-varying actuator attacks. Finally, the effectiveness of the proposed adaptive control algorithms is validated through simulation results based on numerical examples, underscoring their practical applicability.
  • JING Zhongbo, LI Guowen, LIU Yinghua, ZHOU Jun, ZHOU Xinge
    系统科学与复杂性(英文). 2026, 39(3): 1118-1146. https://doi.org/10.1007/s11424-024-4064-5
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    Digital transformation is measured by the textual method, which has the problems of industrial bias and high autocorrelation. This paper modifies this indicator from the perspectives of degree and growth, then examines its impact on ESG performance using quarterly data of China's A-share listed companies from 2015 to 2022. Empirical results show that, both the degree and growth of digital transformation improve firms' ESG performance. Financial slack negatively moderates the impact of both degree and growth, and human resource slack negatively moderates the impact of growth. Digital transformation increases ESG performance by reducing corporate risk-taking. Heterogeneous analysis shows that, the growth of digital transformation promotes ESG performance in non-state-owned firms and non-heavy polluting firms, the degree of digital transformation promotes ESG performance of firms with higher regional marketisation. Finally, digital transformation improves corporate profitability and reduces debt financing costs by improving ESG performance.
  • SHANG Huayan, MAO Junzhu, YU Xiaojun, MIAO Tingting
    系统科学与复杂性(英文). 2026, 39(3): 1147-1183. https://doi.org/10.1007/s11424-026-4222-z
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    This paper analyses problems in the price of anarchy (PoA) for a mixed traffic network with stochastic demands. The authors focus on two types of users with distinct path-selection principles, self-interested users (SU) and altruistic users (AU). A variational inequality model for the SU-AU mixed traffic equilibrium assignment with stochastic demands is proposed. The authors develop an upper bound formulation for monomial link travel cost functions by the nonlinear programming approach and analyze the log-normal demand distribution. Additionally, an extended study on the PoA with road pricing for this mixed traffic network is presented and justified. Emphasis is placed on scenarios where road pricing is not included in the total system cost and the other where road pricing is included. The numerical results illustrate that the upper bounds on the PoA are contingent on the degree of the link travel cost function, as well as the maximum/minimum altruism coefficients for both non-road pricing and road pricing implementation. Notably, these bounds are also related to the maximum variation coefficient of the demand and the highest degree of the link travel cost function when the travel demand follows the log-normal distribution.
  • ZHAO Chenxi, ZHAO Ping, FENG Long, WANG Zhaojun
    系统科学与复杂性(英文). 2026, 39(3): 1184-1206. https://doi.org/10.1007/s11424-026-4115-1
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    In recent years, there has been considerable research on testing alphas in high-dimensional linear factor pricing models. In this study, the authors introduce a novel max-type test procedure that performs well under sparse alternatives. Furthermore, the authors demonstrate that this new max-type test procedure is asymptotically independent from the sum-type test procedure proposed by Pesaran and Yamagata (2024). Building on this, the authors propose a Fisher combination test procedure that exhibits good performance for both dense and sparse alternatives.
  • TIAN Lingyue, CHAI Jian, ZHANG Xiaokong, PAN Yue
    系统科学与复杂性(英文). 2026, 39(3): 1207-1229. https://doi.org/10.1007/s11424-026-4075-5
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    The terrestrial ecosystem is the largest carbon pool in the world, and it is crucial to achieve China's carbon neutrality goal by effectively removing carbon dioxide from the atmosphere. This study used provincial panel data from 2004 to 2020 and a spatial Durbin model to explore the influencing factors of China's terrestrial ecosystem carbon sequestration capacity (TECSC) and their spatial spillover effects. The results demonstrate that China's TECSC exhibits a spatially positively correlated development pattern. Furthermore, forest coverage, economic growth, industrial structure, and technological innovation promote the improvement of the regional TECSC. However, energy consumption hinders the growth of green vegetation, thus inhibiting the advancement of TECSC. Lastly, the study finds that environmental regulations may lead to the relocation of highly polluting firms, which could potentially harm the TECSC in the surrounding regions. The above conclusions can provide scientific decision-making basis for promoting China's TECSC under the background of carbon neutrality.
  • XU Tao, SUN Hongfang, CHEN Yu
    系统科学与复杂性(英文). 2026, 39(3): 1230-1251. https://doi.org/10.1007/s11424-026-4249-1
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    Extreme risk plays an important role in financial supervision and financial investment, which can cause substantial loss in the financial market. To better manage the severe risks resulting from extreme events, the authors propose a novel fixed-$k$ autoregressive conditional Fréchet ($k$-AcF) model. The proposed model incorporates the $k$-dimensional extremal distribution and an observation-driven evolution scheme for the key parameters, which accommodates well with the time-varying tail behavior of financial data. Compared to the existing dynamic methods under the extreme value theory framework that focus solely on maximum observations, the $k$-AcF model employs the largest $k$ observations, which enhances the utilization of tail information and obtains a more accurate extreme risk estimation. Furthermore, this paper uses the maximum likelihood estimators to conduct the model estimation and investigates their statistical properties. Simulation studies validate the reliability of the estimators and confirm the theoretical properties of $k$-AcF. Empirical applications to the constituent stocks of two major stock indices in the U.S. demonstrate that the $k$-AcF model accurately captures the clustering and dynamics of extreme risk in the stock market. Moreover, the results show that the obtained model is more responsive and sensitive to a financial crisis than the benchmark model considering only the maximum observations.
  • CHEN Xiaoyan, LI Na, ZHAO Shangwei
    系统科学与复杂性(英文). 2026, 39(3): 1252-1268. https://doi.org/10.1007/s11424-024-4058-3
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    With the widespread application of model averaging across various fields, the post-averaging inference for model averaging estimators has attracted more and more attention. In this article, the authors study the asymptotic properties of the parsimonious model averaging estimator in the case of heteroskedasticity, confirming the suitability of the estimator for statistical inference. When a correctly specified model exists in the candidate model set, it is proven that the method can assign the weight to the smallest correct model tending to 1, which further yields its consistency in variable selection and asymptotic normality. Simulation results show that the coverage of the confidence intervals constructed based on the parsimonious model averaging estimator can converge to the nominal level in both homoskedasticity and heteroskedasticity cases. As an illustrative example, the authors apply the method to the carbon emission data of prefecture-level cities in China for the year 2019.
  • MAO Yicong, MOU Yunhan, ZHAN Xiang, HUANG Yuan
    系统科学与复杂性(英文). 2026, 39(3): 1269-1284. https://doi.org/10.1007/s11424-026-5169-9
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    Advances in high-throughput technologies have vastly expanded the ability to dynamically characterize disease states and associated biomarkers, which play a crucial role in the prevention, detection, and treatment of diseases. In the field of precision medicine, pinpointing patient subgroups that stand to gain the most from specific treatments is of paramount interest. This study explores the challenge of identifying such subpopulations, characterized by disease outcome-biomarker relationship. This complexity is due not only to the dynamic nature of disease outcomes and biomarker profiles but also to the intricate and often nonlinear—interactions between them, necessitating careful consideration. This study employs methods from reproducing kernel Hilbert space (RKHS) to model the complex interactions between outcomes and biomarkers. By utilizing RKHS distance metrics, the authors identify clusters according to varying patterns in the estimated subject-specific outcome-biomarker relationship functions. Comprehensive numerical simulations are conducted to validate the superior efficacy of the proposed approach in comparison to existing methodologies. Additionally, the utility of the proposed method is further exemplified through its application to real-world datasets.
  • LUO Jing, QIN Hong, XU Zhimeng
    系统科学与复杂性(英文). 2026, 39(3): 1285-1305. https://doi.org/10.1007/s11424-026-5066-2
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    Network data typically contain sensitive relational information, where direct release or sharing may lead to non-negligible privacy violations without proper statistical safeguards. While differential privacy has emerged as a powerful framework for privacy-preserving network data analysis, theoretical understanding remains limited particularly for models incorporating both network structure and nodal attributes. This paper bridges this gap by investigating a directed $\beta$-model with covariates under differential privacy constraints. The proposed model accounts for both node-level heterogeneity (via $2n$-dimensional degree parameters $\boldsymbol\theta$) and covariate-driven homogeneity (via a $p$-dimensional parameter $\boldsymbol\gamma$). To protect privacy, the authors introduce a joint Laplace mechanism for releasing network statistics while satisfying differential privacy constraints. Leveraging moment-based estimation techniques, the authors estimate the parameters of both degree heterogeneity and homogeneity and derive the consistency and asymptotic normality of the differentially private estimators as the network size tends to infinity. The proposed theoretical findings are validated through numerical simulations and real-world case studies, demonstrating the validity of the obtained theoretical results.
  • YANG Wenqiang, WU Wenyuan, REID Greg
    系统科学与复杂性(英文). 2026, 39(3): 1306-1330. https://doi.org/10.1007/s11424-024-4048-5
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    Existing structural analysis methods may fail to identify all hidden constraints in systems of differential-algebraic equations with parameters, particularly when the system is structurally unamenable for certain parameter values. In this paper, the authors address numerical methods for polynomial systems of differential-algebraic equations using numerical real algebraic geometry to resolve such issues. Initially, the authors propose an embedding method that constructs an equivalent system with a full-rank Jacobian matrix for any given real analytic system. Secondly, the authors introduce a witness point method, which assists in detecting the constant rank of a component of the constraints in such systems. Finally, these two methods lead to a comprehensive numerical global structural analysis method for polynomial differential-algebraic equations across all components of constraints.
  • FU Jianling, XU Ming, QIAN Haifeng, LI Zhibin
    系统科学与复杂性(英文). 2026, 39(3): 1331-1352. https://doi.org/10.1007/s11424-024-4062-7
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    Grover's algorithm (a. k. a.@ quantum search process) is one of the most distinguished quantum algorithms, addressing the fundamental problem — How to find goal records from a huge but unstructured database efficiently. It can achieve a relatively optimal success probability after a few Grover iterations for amplitude amplification, which results in a quadratic speed-up in the whole process in terms of the size of database. However, it does not guarantee to achieve that probability within a user-specified error tolerance. So error-bounded quantum search process comes into being. The existing methods introduce extra qubits to meet that tolerance, or exploit high-precision (nonbasic) gates, each of which would be converted to a sequence of basic gates and thus costs much more computational units. In this paper, the authors employ the strategy of performing more Grover iterations expecting one of a series of local optima to meet the tolerance. To ensure that it works rigorously, the authors identify and exclude three exceptional instances by algebraic number theory, which is reported for the first time. Then the authors analyze the theoretical complexity of the employed method. It turns out to be in time exponential in the encoding size of the tolerance using basic gates, comparable to the existing method's, while extra space consumption is saved. The experimental performance is validated by extensive examples from real-world data sets ASRS and public Amazon review.
  • WANG Rong-Hua
    系统科学与复杂性(英文). 2026, 39(3): 1353-1365. https://doi.org/10.1007/s11424-024-4034-y
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    Given a holonomic sequence $F(n)$, the author characterizes rational functions $r(n)$ so that $r(n)F(n)$ can be summable. The author provides upper and lower bounds on the degree of the numerator of $r(n)$ and shows the denominator of $r(n)$ can be read from annihilators of $F(n)$. This illustration provides the so-called rational reductions which can be used to generate new multi-sum equalities and congruences from known ones.
  • YANG Jing, YANG Wei
    系统科学与复杂性(英文). 2026, 39(3): 1366-1386. https://doi.org/10.1007/s11424-026-4184-1
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    This paper tackles the problem of constructing Bézout matrices for Newton polynomials in a basis-preserving approach that operates directly with the given Newton basis, thus avoiding the need for transformation from Newton basis to monomial basis. This approach significantly reduces the computational cost and also mitigates numerical instability caused by basis transformation. For this purpose, the authors investigate the internal structure of Bézout matrices in Newton basis and design a basis-preserving algorithm that generates the Bézout matrix in the specified basis used to formulate the input polynomials. Furthermore, the authors show an application of the proposed algorithm on constructing confederate resultant matrices for Newton polynomials. Experimental results demonstrate that the proposed methods perform superior to the basis-transformation-based ones.